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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-03-26 |
Branch Locations
119 South Trade Street Suite 101, Matthews, NC 28105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Fort Washington | PA | 01/2020 | 05/2020 |
| Usi Insurance Services | Charlotte | NC | 11/2018 | 01/2020 |
| Wells Fargo Insurance Services | Charlotte | NC | 05/1997 | 11/2018 |
| Commonwealth Financial Network | Waltham | MA | 05/2020 | Present |
| Sterling Financial Group | Matthews | NC | 05/2020 | Present |
1.Fixed insurance sales; As of 5/1/2020; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Trustee for family member's trust; Indian Trail, NC; as of 02/28/2019; 0% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
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