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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-09-11 |
| AL | RA | APPROVED | 2025-09-10 |
| TX | RA | APPROVED | 2025-09-10 |
| NJ | RA | APPROVED | 2025-09-08 |
Branch Locations
3 University Plaza Suite 614, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Hackensack | NJ | 10/2020 | Present |
| Tiaa | Hackensack | NJ | 10/2020 | Present |
| Wells Fargo Bank | Pennington | NJ | 08/2016 | 10/2017 |
| Wells Fargo Bank | Princeton | NJ | 10/2017 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-11 |
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