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Katie Kern

Equitable Advisors, LLC

Carmel, IN

Carmel, IN

CRD 7218192

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-10-28
  • IN RA
    APPROVED
    Since 2021-10-28

Branch Locations

Carmel, IN • United States

10201 N. Illinois Street Suite #300, Carmel, IN 46290 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2021 Present
Equitable Indianapolis IN 01/2020 Present
Tmc Transportation Brownsburg IN 02/2019 12/2019
Tmc Transportation Brownsburg IN 01/2018 02/2019
Rinehart Farm, Llc Westfield IN 08/2013 12/2017
Equitable Advisors Indianapolis IN 12/2019 01/2020
  • 07/2021 → Present
    Equitable Advisors, Llc
    New York, NY
  • 01/2020 → Present
    Equitable
    Indianapolis, IN
  • 02/2019 → 12/2019
    Tmc Transportation
    Brownsburg, IN
  • 01/2018 → 02/2019
    Tmc Transportation
    Brownsburg, IN
  • 08/2013 → 12/2017
    Rinehart Farm, Llc
    Westfield, IN
  • 12/2019 → 01/2020
    Equitable Advisors
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01
Other Names
  • Katie Popp

View on SEC IAPD

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