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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-12 |
| NJ | RA | APPROVED | 2023-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Northfield | NJ | 09/2021 | Present |
| Morgan Stanley | Northfield | NJ | 07/2021 | 09/2021 |
| Ubs Financial Services | Northfield | NJ | 01/2020 | 05/2021 |
| Uncle Bill's Pancake House | Ocean City | NJ | 05/2010 | Present |
| Morgan Stanley | Northfield | NJ | 09/2022 | Present |
*457873 - Nauti Donuts; Investment related: No; Ocean City, New Jersey; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 28; Customer Service, Labor/Service *457872 - Uncle Bill's Pancake House; Investment related: No; Ocean City, New Jersey; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2010; During business hours: 0; After business hours: 25; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
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