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Cally Caroline Seefeldt

LPl Enterprise, LLC

Indianapolis, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-09
IN RA APPROVED 2025-04-09
  • IL RA
    APPROVED
    Since 2025-04-09
  • IN RA
    APPROVED
    Since 2025-04-09

Branch Locations

7962 Oaklandon Rd Suite 111, Indianapolis, IN 46236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Indianapolis IN 01/2020 08/2024
J.P. Morgan Securities Llc Indianapolis IN 01/2020 08/2024
Indianapolis Marriott Downtown Indianapolis IN 04/2018 12/2019
Cfo One Mission Society Greenwood IN 02/2017 04/2018
Advanced Quality Solutions Muncie IN 10/2015 05/2017
Ball State University Muncie IN 08/2013 05/2017
The Prudential Insurance Company Of America Indianapolis IN 09/2024 Present
Pruco Securities Llc Indianapolis IN 09/2024 11/2024
Lpl Enterprise, Llc Swansea IL 11/2024 Present
  • 01/2020 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Indianapolis, IN
  • 01/2020 → 08/2024
    J.P. Morgan Securities Llc
    Indianapolis, IN
  • 04/2018 → 12/2019
    Indianapolis Marriott Downtown
    Indianapolis, IN
  • 02/2017 → 04/2018
    Cfo One Mission Society
    Greenwood, IN
  • 10/2015 → 05/2017
    Advanced Quality Solutions
    Muncie, IN
  • 08/2013 → 05/2017
    Ball State University
    Muncie, IN
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 09/2024 → 11/2024
    Pruco Securities Llc
    Indianapolis, IN
  • 11/2024 → Present
    Swansea, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-08
S63 Uniform Securities Agent State Law Examination 2020-03-06
  • S65 Uniform Investment Adviser Law Examination
    2025-04-08
  • S63 Uniform Securities Agent State Law Examination
    2020-03-06
Other Names
  • Cally Caroline Seefeldt
  • Cally Frazier
  • Cally Caroline Frazier
  • Cally Seefeldt

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