Samantha Foglia

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-12
TX	RA	APPROVED	2022-09-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	01/2020	11/2020
Unemployment	Lansdale	PA	06/2019	12/2019
University Of Delaware	Newark	DE	09/2015	05/2019
Pivot Occupational Health	Newark	DE	01/2019	05/2019
Morgan Stanley	New York	NY	11/2020	07/2022
Morgan Stanley Private Bank, N.A	New York	NY	11/2021	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	01/2020	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2022	Present

01/2020 → 11/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2019 → 12/2019

Unemployment

Lansdale, PA
09/2015 → 05/2019

University Of Delaware

Newark, DE
01/2019 → 05/2019

Pivot Occupational Health

Newark, DE
11/2020 → 07/2022

Morgan Stanley

New York, NY
11/2021 → 06/2022

Morgan Stanley Private Bank, N.A

New York, NY
01/2020 → 11/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-21

Other Firms