Kristen Race Lybrand

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
• 07/2017 → 01/2020
  Bank Of America
  Petaluma, CA
• 08/2010 → 12/2019
  Office Depot
  Windsor, CA
• 11/2016 → 01/2017
  Tapestry
  Petaluma, CA
• 06/2022 → 09/2022
  Rbc Capital Markets, Llc
  Marin, CA
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 11/2016 → 01/2017
  Coach
  Petaluma, CA

Previous Registrations

• 2022-06-30 → 2022-10-11
  Rbc Capital Markets, Llc
  Greenbrae, CA
• 2022-02-17 → 2022-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
  New York, NY
  Mill Valley, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-02-16

Other Names

• Kristen Race
• Kristen M Race
• Kristen Marlene Race