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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| CA | RA | APPROVED | 2022-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Rosa | CA | 01/2020 | 06/2022 |
| Bank Of America | Petaluma | CA | 07/2017 | 01/2020 |
| Office Depot | Windsor | CA | 08/2010 | 12/2019 |
| Tapestry | Petaluma | CA | 11/2016 | 01/2017 |
| Rbc Capital Markets, Llc | Marin | CA | 06/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 10/2022 | Present |
| Coach | Petaluma | CA | 11/2016 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
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