Wasian Delta Wailan Wowor

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-15
WA	RA	APPROVED	2021-04-30

Branch Locations

Mountlake Terrace, WA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Everett	WA	01/2020	Present
Bank Of America, N.A.	Everett	WA	01/2020	Present
Panen Llc	Seattle	WA	11/2015	12/2019
Kol Llc	Seattle	WA	03/2019	12/2019
City University Of Seattle	Seattle	WA	01/2015	04/2017

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Everett, WA
01/2020 → Present

Bank Of America, N.A.

Everett, WA
11/2015 → 12/2019

Panen Llc

Seattle, WA
03/2019 → 12/2019

Kol Llc

Seattle, WA
01/2015 → 04/2017

City University Of Seattle

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-23

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