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Wasian Delta Wailan Wowor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Mountlake Terrace, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-15
WA RA APPROVED 2021-04-30
  • TX RA
    APPROVED
    Since 2021-06-15
  • WA RA
    APPROVED
    Since 2021-04-30

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Mountlake Terrace, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Everett WA 01/2020 Present
Bank Of America, N.A. Everett WA 01/2020 Present
Panen Llc Seattle WA 11/2015 12/2019
Kol Llc Seattle WA 03/2019 12/2019
City University Of Seattle Seattle WA 01/2015 04/2017
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Everett, WA
  • 01/2020 → Present
    Bank Of America, N.A.
    Everett, WA
  • 11/2015 → 12/2019
    Panen Llc
    Seattle, WA
  • 03/2019 → 12/2019
    Kol Llc
    Seattle, WA
  • 01/2015 → 04/2017
    City University Of Seattle
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-23
  • S66 Uniform Combined State Law Examination
    2021-04-23

View on SEC IAPD

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