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227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-13 |
| TX | RA | APPROVED | 2015-11-19 |
| IL | RA | APPROVED | 2006-11-27 |
Branch Locations
227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States
Wayland, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pekin Singer Strauss Asset Management | Chicago | IL | 10/2004 | Present |
| Sf Investments, Inc. | Chicago | IL | 10/2004 | Present |
PRESIDENT OF THE BOARD OF DIRECTORS, FONTIER NATURAL BRANDS, INC., FRONTIER COOPERATIVE HERBS, AND FRONTIER BRANDS HOLDING COMPANY. NOT INVESTMENT-RELATED. ADDRESS IS FRONTIER NATURAL PRODUCTS CO-OP, PO BOX 299, 3021 78TH ST., NORWAY, IA 52318. START DATE OF RELATIONSHIP - 1996. APPROXIMATELY 15 HOURS/MONTH, VERY LITTLE DURING TRADING HOURS. ROLE IS SIMILAR TO THAT OF ANY CORPORATE BOARD OF DIRECTORS. EMPLOYEE OF PEKIN SINGER STRAUSS ASSET MANAGEMENT, INC., THE BUSINESS IS INVESTMENT RELATED, THE ADDRESS IS 21 S. CLARK STREET, SUITE 3325, CHICAGO, IL 60603, THE BUSINESS IS A REGISTERED INVESTMENT ADVISOR, SUBSTANTIALLY FULL TIME DEVOTED TO BUSINESS,MANAGE INVESTMENT ADVISORY ACCOUNTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-22 |
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