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Employer firm

Advisory Solutions Group CRD 339919

$408M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TURNKEY ASSET MANAGEMENT FOR RIA FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Solutions Group

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-26
  • SC RA
    APPROVED
    Since 2026-02-26

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Rock Hill, SC • United States

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-12-01
  • SC RA
    APPROVED
    Since 2021-12-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 01/2020 11/2020
Carroll Financial Associates, Inc Charlotte NC 01/2020 10/2021
Harris Teeter Charlotte NC 07/2016 10/2019
Winthrop University Rock Hill SC 08/2016 05/2020
Cetera Advisor Networks El Segundo CA 11/2020 10/2021
Lpl Financial, Llc Rock Hill SC 11/2021 06/2025
Wealth Enhancement Group Rock Hill SC 11/2021 Present
Wealth Enhancement Advisory Services Rock Hill SC 12/2021 Present
Wealth Enhancement Brokerage Services Rock Hill SC 12/2021 Present
Advisory Solutions Group Rock Hill SC 02/2026 Present
  • 01/2020 → 11/2020
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2020 → 10/2021
    Carroll Financial Associates, Inc
    Charlotte, NC
  • 07/2016 → 10/2019
    Harris Teeter
    Charlotte, NC
  • 08/2016 → 05/2020
    Winthrop University
    Rock Hill, SC
  • 11/2020 → 10/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2021 → 06/2025
    Lpl Financial, Llc
    Rock Hill, SC
  • 11/2021 → Present
    Wealth Enhancement Group
    Rock Hill, SC
  • 12/2021 → Present
    Wealth Enhancement Advisory Services
    Rock Hill, SC
  • 12/2021 → Present
    Wealth Enhancement Brokerage Services
    Rock Hill, SC
  • 02/2026 → Present
    Rock Hill, SC
Previous Registrations
  • 2021-09-12 → 2021-12-08
    Carroll Financial Associates Inc
    Charlotte, NC
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - REGISTERED ADMIN - ROCK HILL, SC. 160 HOURS PER MONTH, 160 HOURS DURING TRADING HOURS ADVISORY SOLUTIUONS GROUP - REGISTERED ADMIN - ROCK HILL, SC - 160 HOURS PER MONTH, 160 HOUR DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

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