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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
681 Anderson Dr Foster Plaza 6 Ste 245, Pittsburgh, PA 15220 • United States
6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-05-11 |
Branch Locations
6200 Roadside Road Suite 100, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Worthington | PA | 04/2005 | Present |
| Vantage Financial Group, Inc | Cleveland | OH | 04/2009 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Indiana University Of Pa | Indiana | PA | 10/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. INDEPENDENT INSURANCE AGENT, (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE), 5 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 4/2009; 2. VANTAGE FINANCIAL, INVESTMENT ADVISOR, 5 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 4/2009; 4. INDIANA UNIVERSITY OF PA, NOT INVESTMENT RELATED, KEITH HALL, SUITE 100, 390 PRATT DRIVE, INDIANA, PA 15705, INSTRUCTOR, START 09/26/2013, 6HRS/WK (NON-TRADING HOURS), TEACHING ADULT CONTINUING ED CLASS ON RETIREMENT PLANNING CONCEPTS; 5. GCSS - GUTTMAN CHILDS STANLEY & STEINKIRCHNER, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 09/08/2014, 40HRS/WK (32.5 TRADING HOURS), REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-01 |
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