Brett James Thomas

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 04/2020
  The Pacific Group
  Los Angeles, CA
• 10/2018 → 09/2019
  James Capital Advisors
  Los Angeles, CA
• 09/2017 → 10/2018
  The Irvine Company
  Santa Monica, CA
• 08/2014 → 09/2017
  The Irvine Company
  Playa Vista, CA
• 06/2015 → 10/2017
  Post University - Malcolm Baldrige School Of Business
  Waterbury, CT
• 09/2019 → 01/2020
  Unemployed
  Los Angeles, CA
• 10/2017 → 10/2018
  Post University - Malcolm Baldrige School Of Business
  Waterbury, CT
• 02/2021 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 05/2020 → 01/2021
  Unemployed
  Los Angeles, CA
• 03/2022 → 09/2023
  Mariner Wealth Advisors
  Los Angeles, CA
• 05/2022 → 09/2023
  Mariner Platform Solutions
  Los Angeles, CA
• 11/2023 → Present
  Mercer Global Advisors Inc.
  Dallas, TX

Previous Registrations

• 2022-03-15 → 2023-09-29
  Mariner
  Los Angeles, CA
• 2022-05-05 → 2023-09-29
  Mariner Independent
  Los Angeles, CA
• 2021-02-23 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
• 2020-01-13 → 2020-04-17
  The Pacific Group
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-01
• S63 Uniform Securities Agent State Law Examination
  2018-10-24