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Morgan Ann Hathaway

Ameriprise Financial Services, LLC

Walnut Creek, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
CA RA APPROVED 2026-03-31
  • TX RA
    APPROVED
    Since 2026-08-13
  • CA RA
    APPROVED
    Since 2026-03-31

Branch Locations

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc San Francisco CA 11/2022 Present
Grade Potential Tutoring, Llc. Davis CA 09/2021 06/2022
Ubs San Francisco CA 01/2020 09/2020
Chow Lafayette CA 05/2018 10/2019
Chow Danville CA 09/2017 04/2018
Fieldhouse Sports Grill & Bar Danville CA 04/2015 06/2017
California High School San Ramon CA 09/2013 10/2016
Venture High School San Ramon CA 10/2016 06/2017
Uc Davis Student Davis CA 09/2020 06/2022
Caretaker Brentwood CA 06/2022 11/2022
Diablo Valley College Student Pleasant Hill CA 08/2018 06/2020
  • 11/2022 → Present
    Ameriprise Financial Services, Llc
    San Francisco, CA
  • 09/2021 → 06/2022
    Grade Potential Tutoring, Llc.
    Davis, CA
  • 01/2020 → 09/2020
    Ubs
    San Francisco, CA
  • 05/2018 → 10/2019
    Chow
    Lafayette, CA
  • 09/2017 → 04/2018
    Chow
    Danville, CA
  • 04/2015 → 06/2017
    Fieldhouse Sports Grill & Bar
    Danville, CA
  • 09/2013 → 10/2016
    California High School
    San Ramon, CA
  • 10/2016 → 06/2017
    Venture High School
    San Ramon, CA
  • 09/2020 → 06/2022
    Uc Davis Student
    Davis, CA
  • 06/2022 → 11/2022
    Caretaker
    Brentwood, CA
  • 08/2018 → 06/2020
    Diablo Valley College Student
    Pleasant Hill, CA
Other Businesses

Board of Directors; Faraji House Board of Directors; Treasurer; 66 Franklin St, Ste 300, Oakland, CA, 94607; Not Investment-Related; 06/15/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Morgan Ann Hathaway

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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