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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Samuel Crump | Charlotte | NC | 01/2020 | 04/2021 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 01/2020 | 04/2021 |
| Student | Clemson | SC | 05/2015 | 05/2019 |
| State Farm | Liberty | SC | 12/2018 | 05/2019 |
| Unemployed | Waxhaw | NC | 05/2019 | 11/2019 |
| Samararitans Feet International | Charlotte | NC | 01/2018 | 05/2018 |
| Ecm Solutions | Charlotte | NC | 11/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 04/2021 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Statesville | NC | 10/2022 | 03/2025 |
| U.S. Bank | Statesville | NC | 10/2022 | 03/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 03/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
| Bavarian Kitchen | Troutman | NC | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: BAVARIAN KITCHEN INVESTMENT RELATED: NO ADDRESS: TROUTMAN, NC NATURE OF BUSINESS: RESTAURANT START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: SERVER APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SERVER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-16 |
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