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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-24
NH RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2020-06-24
  • NH RA
    APPROVED
    Since 2020-06-12

Branch Locations

6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Nashua NH 01/2020 Present
State Street Bank & Trust Qunicy MA 02/2018 12/2019
Olympia Moving And Storage Watertown MA 02/2013 07/2018
  • 01/2020 → Present
    Nashua, NH
  • 02/2018 → 12/2019
    State Street Bank & Trust
    Qunicy, MA
  • 02/2013 → 07/2018
    Olympia Moving And Storage
    Watertown, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-12
  • S66 Uniform Combined State Law Examination
    2020-06-12

View on SEC IAPD

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