Jesse Tyler Walker

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 04/2021
  Wells Fargo Clearing Services Llc
  Charlotte, NC
• 01/2020 → 04/2020
  Rhi General Group
  San Ramon, CA
• 06/2015 → 05/2019
  University Of North Carolina At Charlotte
  Charlotte, NC
• 06/2019 → 12/2019
  Unemployed
  Matthews, NC
• 04/2021 → Present
  Principal Life Insurance Co
  Charlotte, NC
• 04/2021 → Present
  Principal Securities Inc
  Charlotte, NC
• 05/2024 → Present
  Principal Advised Services
  Monroe, NC
• 06/2015 → 12/2019
  Hickory Grove Animal Hospital
  Charlotte, NC

Other Businesses

PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-22
• S63 Uniform Securities Agent State Law Examination
  2020-03-13

Other Names

• Jesse Walker