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Mark Samuel Nesbitt

First Citizens Investor Services, Inc.

Arden, NC

Charlotte, NC

Asheville, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-12
  • NC RA
    APPROVED
    Since 2024-03-12

Branch Locations

2106 Hendersonville Rd, Arden, NC 28704 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

768 Hendersonville Rd, Asheville, NC 28803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2020 05/2024
First Citizens Bank Hendersonville NC 12/2019 05/2024
First Citizens Bank Sylva NC 05/2019 12/2019
Avena Homes Mills River NC 12/2017 05/2019
Student Jacksonville NC 01/2016 12/2017
First Citizens Investor Services Raleigh NC 05/2024 04/2025
First Citizens Bank Arden NC 05/2024 04/2025
First Citizens Investor Services Raleigh NC 04/2025 Present
  • 01/2020 → 05/2024
    First Citizens Investor Services
    Raleigh, NC
  • 12/2019 → 05/2024
    First Citizens Bank
    Hendersonville, NC
  • 05/2019 → 12/2019
    First Citizens Bank
    Sylva, NC
  • 12/2017 → 05/2019
    Avena Homes
    Mills River, NC
  • 01/2016 → 12/2017
    Student
    Jacksonville, NC
  • 05/2024 → 04/2025
    First Citizens Investor Services
    Raleigh, NC
  • 05/2024 → 04/2025
    First Citizens Bank
    Arden, NC
  • 04/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-12
S63 Uniform Securities Agent State Law Examination 2020-03-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-12
  • S63 Uniform Securities Agent State Law Examination
    2020-03-04
Other Names
  • Samuel Nesbitt Mark

View on SEC IAPD

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Other Offices

PROSPERITY CAPITAL ADVISORS · Arden, NC
PROSPERITY CAPITAL ADVISORS · ARDEN, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
SIGNAL ADVISORS WEALTH, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
BROOKSTONE CAPITAL MANAGEMENT LLC · Arden, NC

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