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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
FL RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-19
  • FL RA
    APPROVED
    Since 2024-03-01

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2020 03/2022
Ubs Financial Services Newport RI 01/2020 05/2020
Unemployed Newport RI 03/2020 07/2020
The Vanderbilt Hotel Newport RI 08/2019 01/2020
22 Bowens Restaurant Newport RI 03/2019 08/2019
41 North Hotel Newport RI 10/2018 12/2018
Student Newport RI 09/2016 11/2018
City Of New Bedford New Bedford MA 07/2016 09/2016
Green Home Solutions Fitchburg MA 05/2017 09/2017
Bank Of America, N.A. Sarasota FL 02/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 03/2022 02/2023
Ubs Financial Services Sarasota FL 03/2023 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 02/2024 Present
New Bedford Public Beaches New Bedford MA 06/2017 09/2017
Salve Regina University Newport RI 09/2016 05/2020
  • 07/2020 → 03/2022
    Lincoln, RI
  • 01/2020 → 05/2020
    Ubs Financial Services
    Newport, RI
  • 03/2020 → 07/2020
    Unemployed
    Newport, RI
  • 08/2019 → 01/2020
    The Vanderbilt Hotel
    Newport, RI
  • 03/2019 → 08/2019
    22 Bowens Restaurant
    Newport, RI
  • 10/2018 → 12/2018
    41 North Hotel
    Newport, RI
  • 09/2016 → 11/2018
    Student
    Newport, RI
  • 07/2016 → 09/2016
    City Of New Bedford
    New Bedford, MA
  • 05/2017 → 09/2017
    Green Home Solutions
    Fitchburg, MA
  • 02/2024 → Present
    Bank Of America, N.A.
    Sarasota, FL
  • 03/2022 → 02/2023
    Sarasota, FL
  • 03/2023 → 02/2024
    Ubs Financial Services
    Sarasota, FL
  • 02/2024 → Present
    Sarasota, FL
  • 06/2017 → 09/2017
    New Bedford Public Beaches
    New Bedford, MA
  • 09/2016 → 05/2020
    Salve Regina University
    Newport, RI
Previous Registrations
Other Businesses

I*: 2066299Entity Type: Entity CharitableName of OBA: Second Heart HomesAddress: Sarasota, FLInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 11/01/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Serve on Fundraising Committee. Help the organization plan and organizing fundraising events and community involvement events. I*4632283 Entity Type: Entity Charitable Name of OBA: Second Heart Homes Address: Sarasota, Florida, 34230 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 05/29/2026 Number of Hours: 40, Yearly Number of Hours during trading: 10, Yearly Duties: Second heart homes provides housing, ongoing care and support, and resources for homeless individuals diagnosed with a mental illness who wants to change their lives. 1. Be an active advocate for the values, mission, and vision of the organization. 2. Act in a way that contributes to the effective operation of the Board ¿ and work with fellow Board members and staff to assure that the Board functions well. This includes, but is not limited to: a. Focus on the good of the Organization, independent of self-interest. b. Maintain confidentiality of Committee, Board, and Organization work unless authorized otherwise. c. Support Board decisions once made. d. Support the Organization¿s policies and procedures for conducting business. 3. Regularly attend Board and Committee meetings. Prepare for these meetings by reviewing materials and bringing the materials to meetings. Participate in dialogue. 4. Keep informed about the Organization, its issues, and its connection to the community through active participation within and outside the Organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-16
  • S66 Uniform Combined State Law Examination
    2021-03-16
Other Names
  • Dionysios Anargyros Skaliotis

View on SEC IAPD

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