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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
| FL | RA | APPROVED | 2024-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 07/2020 | 03/2022 |
| Ubs Financial Services | Newport | RI | 01/2020 | 05/2020 |
| Unemployed | Newport | RI | 03/2020 | 07/2020 |
| The Vanderbilt Hotel | Newport | RI | 08/2019 | 01/2020 |
| 22 Bowens Restaurant | Newport | RI | 03/2019 | 08/2019 |
| 41 North Hotel | Newport | RI | 10/2018 | 12/2018 |
| Student | Newport | RI | 09/2016 | 11/2018 |
| City Of New Bedford | New Bedford | MA | 07/2016 | 09/2016 |
| Green Home Solutions | Fitchburg | MA | 05/2017 | 09/2017 |
| Bank Of America, N.A. | Sarasota | FL | 02/2024 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 03/2022 | 02/2023 |
| Ubs Financial Services | Sarasota | FL | 03/2023 | 02/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 02/2024 | Present |
| New Bedford Public Beaches | New Bedford | MA | 06/2017 | 09/2017 |
| Salve Regina University | Newport | RI | 09/2016 | 05/2020 |
I*: 2066299Entity Type: Entity CharitableName of OBA: Second Heart HomesAddress: Sarasota, FLInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 11/01/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Serve on Fundraising Committee. Help the organization plan and organizing fundraising events and community involvement events. I*4632283 Entity Type: Entity Charitable Name of OBA: Second Heart Homes Address: Sarasota, Florida, 34230 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 05/29/2026 Number of Hours: 40, Yearly Number of Hours during trading: 10, Yearly Duties: Second heart homes provides housing, ongoing care and support, and resources for homeless individuals diagnosed with a mental illness who wants to change their lives. 1. Be an active advocate for the values, mission, and vision of the organization. 2. Act in a way that contributes to the effective operation of the Board ¿ and work with fellow Board members and staff to assure that the Board functions well. This includes, but is not limited to: a. Focus on the good of the Organization, independent of self-interest. b. Maintain confidentiality of Committee, Board, and Organization work unless authorized otherwise. c. Support Board decisions once made. d. Support the Organization¿s policies and procedures for conducting business. 3. Regularly attend Board and Committee meetings. Prepare for these meetings by reviewing materials and bringing the materials to meetings. Participate in dialogue. 4. Keep informed about the Organization, its issues, and its connection to the community through active participation within and outside the Organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-16 |
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