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Sandra Sanchez Heredia

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

CRD 7216935

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-14
CA RA APPROVED 2020-07-04
  • TX RA
    APPROVED_RES
    Since 2026-07-14
  • CA RA
    APPROVED
    Since 2020-07-04

Branch Locations

San Diego, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Wealth Management Mexico Mexico City 09/2013 01/2020
Ubs Financial Services San Diego CA 01/2020 Present
  • 09/2013 → 01/2020
    Ubs Wealth Management Mexico
    Mexico City
  • 01/2020 → Present
    Ubs Financial Services
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-03
  • S66 Uniform Combined State Law Examination
    2020-07-03

View on SEC IAPD

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