Jennifer J Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-04-26

KS RA
APPROVED

Since 2024-04-26

Branch Locations

1901 W 47Th Pl Ste 206, Westwood, KS 66205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Overland Park	KS	01/2020	Present
Kansas City's Finest	Olathe	KS	04/2018	01/2020
Blue Rivet	Kansas City	MO	09/2017	04/2018
Technology Solutions Partners	Olathe	KS	09/2016	09/2017
Oakwood Systems	Overland Park	KS	09/2015	09/2016

01/2020 → Present

Lpl Financial

Overland Park, KS
04/2018 → 01/2020

Kansas City's Finest

Olathe, KS
09/2017 → 04/2018

Blue Rivet

Kansas City, MO
09/2016 → 09/2017

Technology Solutions Partners

Olathe, KS
09/2015 → 09/2016

Oakwood Systems

Overland Park, KS

Other Businesses

1- 11/2023 / IMidwestern Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs During Trading 2- 11/2023 / Notary - Jennifer J Brown / Notary / Investment Related / 1 Hrs Mnth / 1 Hrs during trading 3- 11/2023 / JJB Jewelry / Business Owner / Non Investment Related / start date 03/14/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-25

S66 Uniform Combined State Law Examination

2024-04-25

View on SEC IAPD