Lindsay Ann Guido

Current Employers

Conifer Bay Capital Llc

Winnetka, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-05-06

IL RA
APPROVED

Since 2021-05-06

Branch Locations

Kildeer, IL • United States

Winnetka, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Partnervest Advisory Services, Llc.	Santa Barbara	CA	01/2020	10/2020
Direct Commerce Group	Northbrook	IL	08/2012	09/2019
University Of Wisconsin	Whitewater	WI	09/2014	12/2018
Unemployed	Burlington	WI	10/2019	12/2019
Changepath, Llc	Leawood	KS	10/2020	04/2021
Effert Financial Solutions	Barrington	IL	01/2020	02/2021
Conifer Bay Capital Llc	Winnetka	IL	04/2021	Present

01/2020 → 10/2020

Partnervest Advisory Services, Llc.

Santa Barbara, CA
08/2012 → 09/2019

Direct Commerce Group

Northbrook, IL
09/2014 → 12/2018

University Of Wisconsin

Whitewater, WI
10/2019 → 12/2019

Unemployed

Burlington, WI
10/2020 → 04/2021

Changepath, Llc

Leawood, KS
01/2020 → 02/2021

Effert Financial Solutions

Barrington, IL
04/2021 → Present

Conifer Bay Capital Llc

Winnetka, IL

Previous Registrations

2020-10-26 → 2021-04-16

Creativeone Wealth, Llc

Barrington, IL

Burlington, WI

Overland Park, KS

Kildeer, IL
2020-01-08 → 2020-11-05

Partnervest Advisory Services Llc

Barrington, IL

Santa Barbara, CA

Other Businesses

LINDSAY GUIDO, NOT INVESTMENT RELATED; 22096 N WINDRIDGE CT, KILDEER, IL 60047; PHOTOGRAHER; STOCK PHOTOGRAPHY FOR SALES ONLINE AT ISTOCK PHOTOGRAHY, OWNED BY GETTY IMAGES; SINCE 2017; APX 1 HOURS PER MONTH WHICH IS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-11-12

S65 Uniform Investment Adviser Law Examination

2019-11-12

Designations

Other Names

Lindsay Ann Ball

View on SEC IAPD