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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2020 | 11/2021 |
| Self-Employed | Charlotte | NC | 10/2019 | 01/2020 |
| Self-Employed | Waxhaw | NC | 07/2019 | 01/2026 |
| Self-Employed | Waxhaw | NC | 07/2019 | 01/2026 |
| Self-Employed | Matthews | NC | 05/2019 | 06/2019 |
| Five Stones Church | Waxhaw | NC | 06/2017 | 05/2019 |
| Daraja Children's Choir, Inc. | Alpharetta | GA | 05/2012 | 05/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2026 | Present |
| Super Roofing Company | Fort Mill | SC | 03/2025 | 11/2025 |
| Self-Employed | Waxhaw | NC | 02/2025 | Present |
| Prayer At The Heart | Waxhaw | NC | 04/2024 | 02/2025 |
| Central Church | Charlotte | NC | 12/2023 | 03/2024 |
| Ronald Blue Trust | Charlotte | NC | 11/2021 | 11/2023 |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-17 |
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