Philip Adam Suggs

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 05/2020
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2019 → 01/2020
  Unemployed
  Charlotte, NC
• 10/1995 → 06/2019
  Onemain Financial
  Charlotte, NC
• 05/2020 → 08/2020
  Unemployed
  Charlotte, NC
• 08/2020 → 12/2020
  Equitable Advisors, Llc
  New York, NY
• 12/2020 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: Insurance License, INVESTMENT RELATED, ADDRESS: CHARLOTTE, NC, NATURE OF BUSINESS: INSURANCE, POSITION: Agent, START DATE: 07/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MAINTAINING LICENSES ONLY

Exams

• S66 Uniform Combined State Law Examination
  2021-01-11
• S63 Uniform Securities Agent State Law Examination
  2020-03-17

Other Names

• Philip Adam Suggs
• Philip Suggs