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Catherine S. Robinson

LPl Financial LLC

Fayetteville, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-02-17
  • AR RA
    APPROVED
    Since 2021-02-17

Branch Locations

4033 N Shiloh Dr, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Bank Springdale AR 12/2004 11/2020
Simmons Bank Fayetteville AR 11/2020 Present
Lpl Financial Llc Fayetteville AR 02/2021 Present
  • 12/2004 → 11/2020
    Arvest Bank
    Springdale, AR
  • 11/2020 → Present
    Simmons Bank
    Fayetteville, AR
  • 02/2021 → Present
    Fayetteville, AR
Other Businesses

1)02/17/2021 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2021 2)02/17/2021 - Simmons Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 11/2020 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2020-11-18
Other Names
  • Katie Smith Robinson
  • Catherine Caldwell Smith

View on SEC IAPD

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