Catherine S. Robinson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → 11/2020
  Arvest Bank
  Springdale, AR
• 11/2020 → Present
  Simmons Bank
  Fayetteville, AR
• 02/2021 → Present
  Lpl Financial Llc
  Fayetteville, AR

Other Businesses

1)02/17/2021 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2021 2)02/17/2021 - Simmons Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 11/2020 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2020-11-18

Other Names

• Katie Smith Robinson
• Catherine Caldwell Smith