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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-22
IL RA APPROVED 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2025-04-22
  • IL RA
    APPROVED
    Since 2021-11-08

Branch Locations

50 Rowes Wharf, Boston, MA 02110 • United States

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Driehaus Securities Llc Chicago IL 02/2011 06/2019
Driehaus Capital Management Llc Chicago IL 02/2011 06/2019
Jpmorgan Chase Bank Na Chicago IL 06/2019 Present
Jpmorgan Securities Llc Chicago IL 06/2019 Present
  • 02/2011 → 06/2019
    Driehaus Securities Llc
    Chicago, IL
  • 02/2011 → 06/2019
    Driehaus Capital Management Llc
    Chicago, IL
  • 06/2019 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2019 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-06
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2021-11-06
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17
Other Names
  • Stefani M Saldivar
  • Stefani M Lopez
  • Stefani Marie Lopez
  • Stefani M. Lopez
  • Stefani M. Saldivar

View on SEC IAPD

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