David Charles Quick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 12/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2012 → 12/2018
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2018 → 06/2024
  Securities America Advisors
  Rochester, NY
• 12/2018 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2021-04-27 → 2024-06-14
  Securities America Advisors, Inc.
  Rochester, NY
• 2009-05-28 → 2012-03-02
  Osaic Fa, Inc.
  Rochester, NY
  Rochester, NY

Other Businesses

1. Insurance Sales Position: Agent Nature: insurance agent/ sales Investment Related: No Hours: 40 Securities Trading Hours: 5 Start Date: 03/02/2012 Address: 325 Westminster road, Rochester NY 14607 2. DBA - Meliora Wealth Management 3. PLANK ATWOOD TRUSTEE POSITION: successor trustee NATURE: first successor POA for Carol Plank and Candace Atwood Successor Trustee for Wood-N-Plank Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2021 ADDRESS: 1122 Lake Ridge Drive, unit 301, Traverse City MI 49684, United States DESCRIPTION: successor trustee provides for legal title to trust assets to aid with distribution of estate for carol plank and or candace atwood, i am back up trustee 4. STOTHARD CONTINGENT EXECUTOR POSITION: Contingent Executor NATURE: Contingent Executor of Will for Donald Stothard and Lynne Stothard INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2016 ADDRESS: 247 Flower City Park, Rochester NY 14471, United States DESCRIPTION: Clients are each others primary executor, I am backup in case one pre-deceases the other, to organize and distribute estate according to their wishes

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-11
• S63 Uniform Securities Agent State Law Examination
  1998-09-24

Designations

• Certified Financial Planner

Other Names

• David Charles Quick