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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-22
  • VA RA
    APPROVED
    Since 2024-11-22

Branch Locations

Mclean, VA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

11710 Plaza America Drive, Suite 2000, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F Scott Fitzgerald Theatre Rockville MD 08/2018 10/2021
Golocalprov Providence RI 04/2018 08/2018
Wlne Abc6 Providence RI 12/2016 04/2018
Clydes Tysons VA 07/2016 12/2016
Axa Advisors, Llc New York NY 02/2020 06/2020
Equitable Advisors, Llc New York NY 10/2020 10/2021
Robinhood Financial, Llc Charlotte NC 11/2021 08/2022
Robinhood Markets, Inc Charlotte NC 06/2022 08/2022
Disys Charlotte NC 11/2022 02/2023
Wells Fargo Clearing Services Charlotte NC 11/2022 02/2023
Unemployed Charlotte NC 08/2022 11/2022
Wells Fargo Mclean VA 03/2023 10/2024
Kestra Investment Services, Llc Reston VA 11/2024 Present
Kestra Advisory Services, Llc Reston VA 11/2024 Present
  • 08/2018 → 10/2021
    F Scott Fitzgerald Theatre
    Rockville, MD
  • 04/2018 → 08/2018
    Golocalprov
    Providence, RI
  • 12/2016 → 04/2018
    Wlne Abc6
    Providence, RI
  • 07/2016 → 12/2016
    Clydes
    Tysons, VA
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2020 → 10/2021
    Equitable Advisors, Llc
    New York, NY
  • 11/2021 → 08/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 11/2022 → 02/2023
    Disys
    Charlotte, NC
  • 11/2022 → 02/2023
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2022 → 11/2022
    Unemployed
    Charlotte, NC
  • 03/2023 → 10/2024
    Wells Fargo
    Mclean, VA
  • 11/2024 → Present
    Kestra Investment Services, Llc
    Reston, VA
  • 11/2024 → Present
    Reston, VA
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/11/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CURO PRIVATE WEALTH POSITION: Client Service Associate NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 11/11/2024 ADDRESS: 11710 Plaza America Dr, Suite 2000, Reston VA 20190, United States DESCRIPTION: Provide client and advisor operational support Name: STRAY DOGS STUDIOS POSITION: President & CEO NATURE: Production Company INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2025 ADDRESS: 10603 Allenwod Lane, Great Falls VA 22066, United States DESCRIPTION: I run everything from beginning to end including the creative and business side of the company. I sparingly contract work out through 3rd party vendors, like 5'er, but everything from writing to editing, to producing falls to my feet. Name: KNIGHTS OF COLUMBUS POSITION: Lecturer NATURE: Lecturer INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2026 ADDRESS: 1421 Whiele Ave, Reston VA 20190, United States DESCRIPTION: Assist with charitable fundraisers, recruitment, and promote fraternity within the order. I am tasked with creating/presenting lectures to the order/extended church meant to spur religious growth.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-17
S63 Uniform Securities Agent State Law Examination 2020-10-30
  • S65 Uniform Investment Adviser Law Examination
    2023-06-17
  • S63 Uniform Securities Agent State Law Examination
    2020-10-30
Other Names
  • Vitale Christy
  • Vitale Alexander Christy
  • Vitale Alexander Christy
  • Valor Christy

View on SEC IAPD

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