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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-22 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
11710 Plaza America Drive, Suite 2000, Reston, VA 20190 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F Scott Fitzgerald Theatre | Rockville | MD | 08/2018 | 10/2021 |
| Golocalprov | Providence | RI | 04/2018 | 08/2018 |
| Wlne Abc6 | Providence | RI | 12/2016 | 04/2018 |
| Clydes | Tysons | VA | 07/2016 | 12/2016 |
| Axa Advisors, Llc | New York | NY | 02/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2020 | 10/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 11/2021 | 08/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2022 |
| Disys | Charlotte | NC | 11/2022 | 02/2023 |
| Wells Fargo Clearing Services | Charlotte | NC | 11/2022 | 02/2023 |
| Unemployed | Charlotte | NC | 08/2022 | 11/2022 |
| Wells Fargo | Mclean | VA | 03/2023 | 10/2024 |
| Kestra Investment Services, Llc | Reston | VA | 11/2024 | Present |
| Kestra Advisory Services, Llc | Reston | VA | 11/2024 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/11/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CURO PRIVATE WEALTH POSITION: Client Service Associate NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 11/11/2024 ADDRESS: 11710 Plaza America Dr, Suite 2000, Reston VA 20190, United States DESCRIPTION: Provide client and advisor operational support Name: STRAY DOGS STUDIOS POSITION: President & CEO NATURE: Production Company INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2025 ADDRESS: 10603 Allenwod Lane, Great Falls VA 22066, United States DESCRIPTION: I run everything from beginning to end including the creative and business side of the company. I sparingly contract work out through 3rd party vendors, like 5'er, but everything from writing to editing, to producing falls to my feet. Name: KNIGHTS OF COLUMBUS POSITION: Lecturer NATURE: Lecturer INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2026 ADDRESS: 1421 Whiele Ave, Reston VA 20190, United States DESCRIPTION: Assist with charitable fundraisers, recruitment, and promote fraternity within the order. I am tasked with creating/presenting lectures to the order/extended church meant to spur religious growth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-30 |
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