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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-24 |
| CO | RA | APPROVED | 2026-06-30 |
| NC | RA | APPROVED | 2026-06-11 |
| NV | RA | APPROVED | 2026-04-27 |
| VA | RA | APPROVED | 2026-01-15 |
| CA | RA | APPROVED | 2026-01-06 |
Branch Locations
3350 Shelby Street Suite 330, Ontario, CA 91764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California State University, San Bernardino | San Bernardino | CA | 08/2016 | 11/2016 |
| Goodwill Inc. | Fontana | CA | 11/2016 | 11/2017 |
| California State University, San Bernardino | San Bernaridno | CA | 11/2017 | 06/2018 |
| Sears Llc. | Rancho Cucamonga | CA | 06/2018 | 05/2019 |
| Modern Woodmen Of America | Rock Island | IL | 08/2019 | Present |
| Mwa Financial Services Ins | Rock Island | IL | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-12 |
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