Junjie Wu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 03/2023
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 12/2019 → 03/2023
  J.P. Morgan Securities Llc
  San Francisco, CA
• 03/2019 → 12/2019
  Hallmark Aviation Service
  South San Francisco, CA
• 05/2016 → 05/2019
  Winnmark Inc
  San Francisco, CA
• 08/2016 → 08/2018
  San Francisco State University
  San Francisco, CA
• 04/2023 → 04/2024
  Ubs Financial Services
  San Francisco, CA
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 05/2024 → Present
  Bank Of America N.A.
  San Francisco, CA

Previous Registrations

• 2023-10-12 → 2024-04-30
  Ubs Financial Services Inc.
  San Francisco, CA

Other Businesses

Entity Name: Junjie Wu Investment related: No Address: San Francisco, CA Nature of the other business: Photography Position/Title/Relationship: Employee/Contractor Start Date: 05/02/2022Approximate # of hours a month: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: Sole Prop. independent photographer, help with wedding event and portrait, etc. I*1821264, Entity Type Entity For Profit, Name of OBA: photographer Address: San Francisco, California, 94112Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/19/2021 No Hours: 2 monthly No Hours during trading: 0 Duties:Photographer for portrait, wedding event, etc. I*5345348, Entity Type: , Name of OBA: Rental Property - 12-Aug-26 - 1, Address: DALY CITY, California, 94014, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/01/2026, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2023-10-12
• S63 Uniform Securities Agent State Law Examination
  2021-05-20

Other Names

• Kingsley Wu