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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-10
MN RA APPROVED 2020-07-16
  • TX RA
    APPROVED
    Since 2022-01-10
  • MN RA
    APPROVED
    Since 2020-07-16

Branch Locations

16817 Duluth Ave Se Ste 1, Prior Lake, MN 55372 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

1809 Plymouth Rd Ste 1, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearng Services, Llc Minnetonka MN 01/2020 Present
Wells Fargo Bank, Na Minnetonka MN 03/2013 Present
  • 01/2020 → Present
    Wells Fargo Clearng Services, Llc
    Minnetonka, MN
  • 03/2013 → Present
    Wells Fargo Bank, Na
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-16
  • S66 Uniform Combined State Law Examination
    2020-07-16

View on SEC IAPD

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