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Inactive

Parker R Smith

LPl Financial LLC

Tulsa, OK

Tulsa, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2025-08-21
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

2250 E 73 Street Ste 650, Tulsa, OK 74136 • United States

8116 E 63Rd St, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tulsa OK 09/2020 08/2021
Parker R Smith Attorney At Law Pc Tulsa OK 11/2011 Present
Avantax Advisory Services Tulsa OK 09/2021 12/2024
Lpl Financial Llc Tulsa OK 01/2025 Present
  • 09/2020 → 08/2021
    Lpl Financial Llc
    Tulsa, OK
  • 11/2011 → Present
    Parker R Smith Attorney At Law Pc
    Tulsa, OK
  • 09/2021 → 12/2024
    Avantax Advisory Services
    Tulsa, OK
  • 01/2025 → Present
    Lpl Financial Llc
    Tulsa, OK
Previous Registrations
  • 2021-09-15 → 2024-12-09
    Avantax Advisory Services
    Tulsa, OK
  • 2021-01-12 → 2021-10-05
    Lpl Financial Llc
    Tulsa, OK
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-12
  • S65 Uniform Investment Adviser Law Examination
    2021-01-12
Other Names
  • Parker Smith
  • Parker R Smith
  • Parker Ray Smith

View on SEC IAPD

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Other Investors

OANH STANGER
DAVID MONROE POARCH
ROBERT BRETT KRAMER
AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

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