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Parker R Smith

LPl Financial LLC

Tulsa, OK

Tulsa, OK

CRD 7215908

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2025-08-21
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

2250 E 73 Street Ste 650, Tulsa, OK 74136 • United States

8116 E 63Rd St, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tulsa OK 09/2020 08/2021
Parker R Smith Attorney At Law Pc Tulsa OK 11/2011 Present
Avantax Advisory Services Tulsa OK 09/2021 12/2024
Lpl Financial Llc Tulsa OK 01/2025 Present
  • 09/2020 → 08/2021
    Lpl Financial Llc
    Tulsa, OK
  • 11/2011 → Present
    Parker R Smith Attorney At Law Pc
    Tulsa, OK
  • 09/2021 → 12/2024
    Avantax Advisory Services
    Tulsa, OK
  • 01/2025 → Present
    Lpl Financial Llc
    Tulsa, OK
Previous Registrations
  • 2021-09-15 → 2024-12-09
    Avantax Advisory Services
    Tulsa, OK
  • 2021-01-12 → 2021-10-05
    Lpl Financial Llc
    Tulsa, OK
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-12
  • S65 Uniform Investment Adviser Law Examination
    2021-01-12
Other Names
  • Parker Smith
  • Parker R Smith
  • Parker Ray Smith

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC
PINNACLE INVESTMENT ADVISORS

Nearby Investors

OANH STANGER
DAVID MONROE POARCH
ROBERT BRETT KRAMER

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK

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