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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-01
  • CA RA
    APPROVED
    Since 2023-12-01

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

900 E Hamilton Ave, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morton Capital Calabasas CA 05/2020 08/2022
Free People /Urbn Malibu CA 05/2016 05/2020
Student Na CA 08/2012 05/2020
Regatta Capital Group, Llc El Segundo CA 09/2022 11/2023
Beacon Pointe Advisors, Llc Campbell CA 11/2023 03/2026
Beacon Pointe Advisors, Llc Campbell CA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-01
  • S65 Uniform Investment Adviser Law Examination
    2022-08-01
Designations

View on SEC IAPD

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