Susan E. Gardiner

Current Employers

South County Wealth Planning

Saunderstown, RI • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-01-04

RI RA
APPROVED

Since 2023-01-04

Branch Locations

Saunderstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forbes Financial Planning, Inc.	East Greenwich	RI	04/2019	07/2022
Rhode Island Housing	Providence	RI	09/2017	03/2019
Rhode Island Public Expenditure Council	Providence	RI	01/2017	09/2017
Office Of The Rhode Island Senate President	Providence	RI	02/2013	01/2017
Origin Financial	Boston	MA	09/2022	Present
South County Wealth Management	Saunderstown	RI	09/2022	Present

04/2019 → 07/2022

Forbes Financial Planning, Inc.

East Greenwich, RI
09/2017 → 03/2019

Rhode Island Housing

Providence, RI
01/2017 → 09/2017

Rhode Island Public Expenditure Council

Providence, RI
02/2013 → 01/2017

Office Of The Rhode Island Senate President

Providence, RI
09/2022 → Present

Origin Financial

Boston, MA
09/2022 → Present

South County Wealth Management

Saunderstown, RI

Previous Registrations

2022-09-20 → 2025-07-15

Origin Investment Advisory Llc

Saunderstown, RI

Sarasota, FL
2020-02-26 → 2022-07-19

Forbes Financial Planning, Inc.

East Greenwich, RI

Other Businesses

Susan Gardiner is contracted out as a financial planner for Origin Financial. There is no relationship that exists between SCWM and Origin Financial; clients will not be referred between Origin Financial and SCWM. This activity accounts for less than 5% of her time during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-26

S65 Uniform Investment Adviser Law Examination

2020-02-26

Designations

Other Names

Sue E Bernstein

View on SEC IAPD