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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-13 |
Branch Locations
150 California St 12Th Floor, San Francisco, CA 94111 • United States
Castro Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Palo Alto | CA | 12/2019 | 08/2020 |
| First Republic Bank | Sunnyvale | CA | 03/2016 | 12/2019 |
| First Republic Bank | San Francisco | CA | 11/2020 | 01/2023 |
| City National Securities | San Francisco | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
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