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Alyssa S Yu

Morgan Stanley

Brea, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-24
CA RA APPROVED 2020-05-06
  • TX RA
    APPROVED
    Since 2020-12-24
  • CA RA
    APPROVED
    Since 2020-05-06

Branch Locations

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spigen Inc. Irvine CA 01/2015 01/2019
Macy's Newport Beach CA 11/2018 03/2019
Macy's Newport Beach CA 03/2019 10/2019
Macy's Newport Beach CA 10/2019 11/2019
Engenius Technologies, Inc. Costa Mesa CA 11/2019 06/2020
Morgan Stanley Smith Barney Llc Brea CA 01/2020 06/2020
Morgan Stanley Private Bank, N.A. New York NY 07/2020 Present
Morgan Stanley Smith Barney Llc Brea CA 06/2020 Present
  • 01/2015 → 01/2019
    Spigen Inc.
    Irvine, CA
  • 11/2018 → 03/2019
    Macy's
    Newport Beach, CA
  • 03/2019 → 10/2019
    Macy's
    Newport Beach, CA
  • 10/2019 → 11/2019
    Macy's
    Newport Beach, CA
  • 11/2019 → 06/2020
    Engenius Technologies, Inc.
    Costa Mesa, CA
  • 01/2020 → 06/2020
    Morgan Stanley Smith Barney Llc
    Brea, CA
  • 07/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-06
  • S66 Uniform Combined State Law Examination
    2020-05-06
Other Names
  • Alyssa Yu
  • Sujeong Yu
  • Alyssa Yu
  • Sujeong S Yu

View on SEC IAPD

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Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
LPL FINANCIAL LLC · BREA, CA

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