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Ethan Dane Workman

Prime Capital Financial

Overland Park, KS

Fayetteville, AR

CRD 7215510

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-03-11
  • AR RA
    APPROVED
    Since 2020-03-11

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

3790 Bellafont Blvd - Suite #2, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Longer Financial Fayetteville AR 07/2019 Present
Cei Engineering Bentonville AR 02/2017 06/2017
Webster University Rogers AR 08/2017 12/2018
Unemployed Fayetteville AR 12/2018 07/2019
University Of Arkansas Fayetteville AR 01/2012 12/2016
Unemployed Bentonville AR 12/2016 02/2017
Unemployed Bentonville AR 06/2017 08/2017
Prime Capital Investment Advisors Llc Overland Park KS 06/2020 Present
  • 07/2019 → Present
    Longer Financial
    Fayetteville, AR
  • 02/2017 → 06/2017
    Cei Engineering
    Bentonville, AR
  • 08/2017 → 12/2018
    Webster University
    Rogers, AR
  • 12/2018 → 07/2019
    Unemployed
    Fayetteville, AR
  • 01/2012 → 12/2016
    University Of Arkansas
    Fayetteville, AR
  • 12/2016 → 02/2017
    Unemployed
    Bentonville, AR
  • 06/2017 → 08/2017
    Unemployed
    Bentonville, AR
  • 06/2020 → Present
    Prime Capital Investment Advisors Llc
    Overland Park, KS
Other Businesses

CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-11
  • S65 Uniform Investment Adviser Law Examination
    2020-03-11

View on SEC IAPD

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