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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-13 |
| CT | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fairfield | CT | 12/2019 | 03/2023 |
| Jpmorgan Chase Bank, N.A. | Fairfield | CT | 12/2019 | 03/2023 |
| Jps & Partners Co-Operative Credit Union Limited | Kingston | 09/1997 | 11/2017 | |
| Citizens Bank | White Plains | NY | 06/2018 | 12/2019 |
| Unemployed | Torrington | CT | 12/2017 | 03/2018 |
| Unemployed | Bronx | NY | 03/2018 | 04/2018 |
| Unemployed | Stamford | CT | 04/2018 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 03/2023 | Present |
| Bank Of America, N.A. | Stamford | CT | 03/2023 | Present |
I*: 2389310 Entity Type: Charitable Name of OBA: Connecticut Housing Partners (CHP) Address: Trumbull, CT 06611 Investment Related: No Position, Title, Association: Board member Employee Start Date: 05/30/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Connecticut Housing Partners (CHP) is a none profit organization, whose mission is to cultivate partnerships that ensure access to affordable housing and supportive services. I will not serve on the finance committee. I will be a member of the board whose responsibility is to oversees the organization's mission to develop and maintain innovative housing, revitalize communities, and improve the quality of life for low and moderate-income families. Specifically, the board ensures that CHP adheres to its mission, implements its strategies. They also provide guidance and oversight for the organization's work, ensuring it remains aligned with its goals and the needs of the communities it serves. I*4962271, Entity Type: Entity Charitable, Name of OBA: Connecticut Housing Partners (CHP), Address: Trumbull, Connecticut, 06611, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/21/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve as Secretary of the Board, responsible for preparing and maintaining records of board proceedings, including meeting minutes; maintaining corporate records; assisting with required board communications and notices; and supporting governance-related administrative activities. Connecticut Housing Partners is a nonprofit organization dedicated to developing, preserving, and managing affordable housing for low- and moderate-income individuals, families, seniors, and the workforce throughout Connecticut. Its mission is to expand access to safe, quality, and sustainable housing while strengthening communities and improving residents' quality of life.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-27 |
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