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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-17 |
| MI | RA | APPROVED | 2020-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Portage | MI | 01/2020 | Present |
| Bronson Healthcare Group | Kalamazoo | MI | 03/2015 | 11/2019 |
BMI MUSIC; NOT INV RELATED; NASHVILLE,TN; MUSIC ROYALTIES; 100% OWNERSHIP; START 1/1/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVING QUARTERLY ROYALTY CHECK. EXECUTOR FOR FATHER'S ESTATE; INV RELATED; PORTAGE, MI; START 1/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING. UNIVERSAL MUSIC GROUP; NOT INV RELATED; NASHVILLE,TN; MUSIC ROYALTIES; 100% OWNERSHIP; START 12/1/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVING QUARTERLY ROYALTY CHECK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-16 |
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