Christopher Matthews Moffat

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → Present
  Wells Fargo Clearing Services, Llc
  Portage, MI
• 03/2015 → 11/2019
  Bronson Healthcare Group
  Kalamazoo, MI

Other Businesses

BMI MUSIC; NOT INV RELATED; NASHVILLE,TN; MUSIC ROYALTIES; 100% OWNERSHIP; START 1/1/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVING QUARTERLY ROYALTY CHECK. EXECUTOR FOR FATHER'S ESTATE; INV RELATED; PORTAGE, MI; START 1/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING. UNIVERSAL MUSIC GROUP; NOT INV RELATED; NASHVILLE,TN; MUSIC ROYALTIES; 100% OWNERSHIP; START 12/1/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVING QUARTERLY ROYALTY CHECK.

Exams

• S66 Uniform Combined State Law Examination
  2020-03-16

Other Names

• Christopher Moffat