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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-29 |
| CA | RA | APPROVED | 2022-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Los Angeles | CA | 12/2015 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 10/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 08/2022 | Present |
| Bank Of America N.A. | Santa Monica | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-29 |
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