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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-30
  • NJ RA
    APPROVED
    Since 2017-06-30

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 04/2013 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 04/2017 Present
Bank Of America, N.A. Bridgewater NJ 09/2017 Present
Previous Registrations
Other Businesses

I*5605 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: MARIA CHRISTODOULOU INVESTMENT RELATED: ADDRESS OF BUSINESS: MONMOUTH JUNCTION, NEW JERSEY 8852 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 12/1/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-29
S65 Uniform Investment Adviser Law Examination 2005-01-19
  • S63 Uniform Securities Agent State Law Examination
    2017-06-29
  • S65 Uniform Investment Adviser Law Examination
    2005-01-19
Other Names
  • Mary G Christodoulou
  • Maria G Christodoulou
  • Mary C. Allen
  • Maria Allen
  • Maria Christodoulou

View on SEC IAPD

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