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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-20 |
| TX | RA | APPROVED | 2024-02-16 |
Branch Locations
58 South River Drive Suite 401, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2020 | 01/2024 |
| Papa Murphys | Maricopa | AZ | 07/2017 | 01/2020 |
| Central Arizona College | Maricopa | AZ | 08/2016 | 12/2019 |
| Morgan Stanley | Tempe | AZ | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-06 |
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