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Employer firm

Navy Federal Investment Services, LLC CRD 138459

$2.10B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-26
VA RA APPROVED 2026-08-25
FL RA APPROVED 2026-06-17
  • GA RA
    APPROVED
    Since 2026-08-26
  • VA RA
    APPROVED
    Since 2026-08-25
  • FL RA
    APPROVED
    Since 2026-06-17

Branch Locations

7231 Golden Wings Road, Jacksonville, FL 32244 • United States

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navy Federal Financial Group, Llc Jacksonville FL 05/2026 Present
Navy Federal Investment Services, Llc Jacksonville FL 05/2026 Present
Homemaking Saint Johns FL 02/2025 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2020 02/2025
Unites States Navy Reserve Cleveland OH 10/2019 06/2021
United States Navy Cleveland OH 11/2012 10/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
S63 Uniform Securities Agent State Law Examination 2020-12-09
  • S66 Uniform Combined State Law Examination
    2024-01-31
  • S63 Uniform Securities Agent State Law Examination
    2020-12-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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