William J Castagna

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2017-05-22

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2017-05-22

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Lake Success	NY	12/2004	03/2017
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

12/2004 → 03/2017

Metlife Securities Inc

Lake Success, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Other Businesses

(1)NAME: WILLIAM CASTAGNA INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS NY, 11548 NATURE: HEALTH POSITION: AGENT START DATE: 3/2006 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: WILLIAM CASTAGNA INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS NY, 11548 NATURE: FIXED ANNUITY POSITION: AGENT START DATE: 1/2017 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (3)NAME: WILLIAM CASTAGNA INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS NY, 11548 NATURE: IND LIFE POSITION: AGENT START DATE: 05/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-09-11

S63 Uniform Securities Agent State Law Examination

2009-09-11

Other Names

William Castagna

View on SEC IAPD