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Luke Edward Rassow-Kantor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-29
CT RA APPROVED 2020-08-06
  • TX RA
    APPROVED
    Since 2020-09-29
  • CT RA
    APPROVED
    Since 2020-08-06

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 01/2020 Present
Octagon Stamford CT 05/2016 12/2019
Bank Of America, N.A. New Haven CT 02/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-04
  • S66 Uniform Combined State Law Examination
    2020-08-04
Other Names
  • Luke R Kantor
  • Luke Rassow-Kantor

View on SEC IAPD

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