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Guillermo Torres

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
CT RA APPROVED 2020-09-08
  • TX RA
    APPROVED
    Since 2020-10-14
  • CT RA
    APPROVED
    Since 2020-09-08

Branch Locations

46 Atlantic St, Stamford, CT 06901 • United States

37 Church St, Stamford, CT 06906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 05/2015 Present
Bank Of America, N.A. Stamford CT 05/2015 Present
Luxury Brand Holdings / Ross-Simons Stamford CT 05/2011 01/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
  • S66 Uniform Combined State Law Examination
    2020-09-03
Other Names
  • Guillermo Torres

View on SEC IAPD

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