Sophia M Thomas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2023 → 06/2024
  University Of Southern California
  Los Angeles, CA
• 06/2023 → 08/2023
  Pimco
  Newport Beach, CA
• 08/2022 → 06/2023
  University Of Southern California
  Los Angeles, CA
• 06/2022 → 08/2022
  D.A. Davidson
  Long Beach, CA
• 08/2021 → 06/2022
  University Of Southern California
  Los Angeles, CA
• 06/2021 → 08/2021
  D.A. Davidson
  Long Beach, CA
• 08/2020 → 06/2021
  University Of Southern California
  Los Angeles, CA
• 08/2018 → 08/2020
  Mater Dei High School
  Santa Ana, CA
• 06/2018 → 08/2018
  Balboa Bay Club & Resort
  Newport Beach, CA
• 08/2016 → 06/2018
  Mater Dei High School
  Santa Ana, CA

Exams

• S66 Uniform Combined State Law Examination
  2026-03-07

Other Names

• Sophia Margaret Thomas