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Gareth R Livesay

Morgan Stanley

Chapel Hill, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-27
TX RA APPROVED 2022-01-26
GA RA APPROVED 2022-01-10
  • NC RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2022-01-26
  • GA RA
    APPROVED
    Since 2022-01-10

Branch Locations

6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2020 03/2021
First Citizens Bank Cary NC 04/2018 03/2021
Unemployed Cary NC 02/2018 04/2018
Barnes & Noble Burlington NC 11/2015 02/2018
Morgan Stanley Smith Barney Llc Chapel Hill NC 04/2021 Present
  • 01/2020 → 03/2021
    First Citizens Investor Services
    Raleigh, NC
  • 04/2018 → 03/2021
    First Citizens Bank
    Cary, NC
  • 02/2018 → 04/2018
    Unemployed
    Cary, NC
  • 11/2015 → 02/2018
    Barnes & Noble
    Burlington, NC
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Chapel Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
S63 Uniform Securities Agent State Law Examination 2020-03-04
  • S66 Uniform Combined State Law Examination
    2022-01-07
  • S63 Uniform Securities Agent State Law Examination
    2020-03-04
Other Names
  • Gareth Robert Livesay

View on SEC IAPD

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CRAIG ALAN SULLIVAN
PAUL T BODE
MILTON S BROWN
TODD DAVID YOUNG
Matthew Kent Inman
Colin James Bates

Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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