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Javier Diaz

Gallagher Fiduciary Advisors, LLC

Rolling Meadows, IL

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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-12
TX RA APPROVED 2025-07-12
  • IL RA
    APPROVED
    Since 2025-07-12
  • TX RA
    APPROVED
    Since 2025-07-12

Branch Locations

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Llc Horizon TX 12/2019 04/2022
Prudential Insurance Company Of America Horizon TX 03/2017 04/2022
Workforce Opportunity Services El Paso TX 08/2017 03/2018
Unemployed El Paso TX 04/2017 08/2017
Adp El Paso TX 03/2016 04/2017
Gwfs Equities, Inc. Greenwood Village CO 04/2022 04/2025
Gallagher Fiduciary Advisors Llc Rolling Meadows IL 05/2025 Present
Osaic Wealth Scottsdale AZ 06/2025 Present
  • 12/2019 → 04/2022
    Prudential Investment Management Services Llc
    Horizon, TX
  • 03/2017 → 04/2022
    Prudential Insurance Company Of America
    Horizon, TX
  • 08/2017 → 03/2018
    Workforce Opportunity Services
    El Paso, TX
  • 04/2017 → 08/2017
    Unemployed
    El Paso, TX
  • 03/2016 → 04/2017
    Adp
    El Paso, TX
  • 04/2022 → 04/2025
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 05/2025 → Present
    Gallagher Fiduciary Advisors Llc
    Rolling Meadows, IL
  • 06/2025 → Present
    Osaic Wealth
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-11
S63 Uniform Securities Agent State Law Examination 2020-02-29
  • S65 Uniform Investment Adviser Law Examination
    2025-07-11
  • S63 Uniform Securities Agent State Law Examination
    2020-02-29

View on SEC IAPD

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Other Offices

LEADING EDGE WEALTH MANAGEMENT, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Rolling Meadows, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
GIBBS WEALTH MANAGEMENT, LLC · Rolling Meadows, IL

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