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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-15 |
| TX | RA | APPROVED | 2024-05-15 |
| WI | RA | APPROVED | 2024-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Wauconda | IL | 12/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Wauconda | IL | 05/2017 | Present |
| Jcpenney | Vernon Hills | IL | 12/2014 | 05/2017 |
| Heart Centered Guidance Llc | Spring Grove | IL | 11/2022 | Present |
| L'BRi | Mukwonago | WI | 07/2025 | 10/2025 |
Entity Name: Heart Centered Guidance LLC Investment related: No Address: 2905 Falling Waters Lane Lindenhurst IL 60046 (My home address) Nature of the other business: Spirituality Position/Title/Relationship: Owner/Partner Start Date: 11/09/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Intuitive guidance. Provide the service of spirit readings, workshops, gemstone sales, and other divination tools to help people grow spiritually. I just registered the company with the State of IL. I am waiting for approval.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-06 |
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