Matthew Albert Phillips

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-03-30
TX	RA	APPROVED	2020-09-21
PA	RA	APPROVED	2020-08-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newtown	PA	01/2020	Present
Bank Of America, N.A.	Newtown	PA	01/2020	Present
Ryder Systems Inc.	New Brunswick	NJ	06/2018	12/2019
Kutztown University	Kutztown	PA	08/2014	05/2018

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newtown, PA
01/2020 → Present

Bank Of America, N.A.

Newtown, PA
06/2018 → 12/2019

Ryder Systems Inc.

New Brunswick, NJ
08/2014 → 05/2018

Kutztown University

Kutztown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-18